Electronic Reporting: All holders reporting 25 or more individual accounts must report via magnetic media, following the NAUPA format specifications, and also provide a hard copy printout. Reports not received according to the prescribed format will be returned for correction.
Manual Reporting: A holder with less than 25 records to report may file using the paper form provided. When reporting on paper form, all information must be typed or printed clearly, in ink.
For assistance with reporting, contact the Holder Compliance Section at (602) 716-6036 or
(602) 716-6034. You can also .